Former NPB Financial Group, LLC broker Gary Benson (CRD# 1182211) is accused of GWG Holdings Inc. L Bond losses. He has been registered with Independent Financial Group, LLC in Encino, California, since 2022, as well as with Pash & Benson … Continue reading
Erez Law is currently investigating former Accelerated Capital Group broker Mark Stewart (CRD# 2074085) regarding GWG Holdings Inc. investment losses. He has been registered with M Stevens Securities, LLC in Irvine, California, since 2020 and with M Stevens Wealth Advisors, … Continue reading
Erez Law is currently investigating Westpark Capital, Inc. broker Justin Singletary (CRD# 6325695) regarding GWG Holdings Inc. L Bonds. He has been registered with Westpark Capital, Inc. in Newport Beach, California, from 2017 to 2020. Previously, he was registered with … Continue reading
Erez Law filed three claims against UBS Financial Services Inc. and brokers Christopher Black (CRD# 2186558) and William Huthnance (CRD# 4326519) related to the UBS Financial Services Inc. Yield Enhancement Strategy (YES). Christopher Black was a registered representative of … Continue reading
In March 2023, FINRA fined Webull Financial LLC $3 million for not exercising reasonable due diligence related to options trading. Webull Financial LLC consented to the entry of FINRA’s findings, without admitting or denying the charges. It is also alleged … Continue reading
Lifemark Securities Corp. broker Alexander Hackley (CRD# 4899317) was accused of GWG Holdings Inc. L Bonds losses. He has been registered with Lifemark Securities Corp. in Centennial, Colorado, since 2017. Previously, he was registered with three additional firms between 2013 … Continue reading
Were you the victim of former Ni Advisors broker Clark Owen (CRD# 6096730)? He was registered with Cetera Investment Services LLC in Cupertino, California, since 2018, and with Cetera Investment Advisers LLC in Milpitas, California, since 2018. Previously, he was … Continue reading
Erez Law is currently investigating D.H. Hill Securities, LLP broker Steven Standley (CRD# 4282051) regarding GWG Holdings Inc. losses. He has been registered with D.H. Hill Securities, LLP in Brentwood, Tennessee, since 2007. Steven Standley Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Johanna Laudicina (CRD# 5662931) regarding options investment losses. She has been registered with Wells Fargo Clearing Services, … Continue reading
Wells Fargo Clearing Services, LLC broker Lauren Matles (CRD# 2945465) is accused of options losses. She has been registered with Wells Fargo Clearing Services, LLC in Chicago, Illinois, since 2011. Lauren Matles Customer Complaints She has been the subject of … Continue reading