Investigation of Wells Fargo Clearing Services, LLC Broker Johanna Laudicina

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Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Johanna Laudicina (CRD# 5662931) regarding options investment losses. She has been registered with Wells Fargo Clearing Services, LLC in Chicago, Illinois, since 2014. 

Johanna Laudicina Customer Complaints

She has been the subject of one customer complaint, according to her CRD report:

August 2022. “Claimant alleges that Wells Fargo and its Financial Advisors disregarded her instructions regarding an account that she was entitled to joint ownership over.” The customer is seeking $4,731,350 in damages, and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Johanna Laudicina’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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