Category: Options
Erez Law is currently investigating Morgan Stanley broker Michael Spector (CRD# 2857657) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Atlanta, Georgia since 2009. Michael Spector Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Mark Payne (CRD# 6803556) regarding unsuitable options trading strategies. Mark Payne has been registered with Morgan Stanley in Roseville, California since 2017. Mark Payne Customer Complaints Mark Payne has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Michael Wagner (CRD# 4465334) regarding options losses. Michael Wagner has been registered with Morgan Stanley in Atlanta, Georgia since 2012. Michael Wagner Faces Customer Complaints Regarding Options Michael Wagner has been the … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Roderick Lipsey (CRD# 4270444). Roderick Lipsey has been registered with UBS Financial Services Inc. in Washington, DC since … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? Jordan Samelson has been registered with Wells Fargo Clearing Services, LLC in Huntington, New York since 2016. Previously, Samelson was registered with Morgan Stanley in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rawad Alame (CRD# 5376696). Rawad Alame was registered with Merrill Lynch, Pierce, Fenner & … Continue reading
Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012. Blatz has been the … Continue reading
There are options for clients who suffered investment losses due to recommendations by Charles Schwab & Co., Inc. broker Cenk Kozulcali (CRD# 4961795). Kozulcali has been registered with Charles Schwab & Co., Inc. in New York City, New York since … Continue reading
Were you the victim of Avantax Investment Services, Inc. broker Brian Stephens (CRD# 2777382)? Stephens has been registered with Avantax Investment Services, Inc. in Baytown, Texas since 1996. Stephens has been the subject of one customer complaint, according to his … Continue reading
Did you lose money investing with LPL Financial LLC broker James Frawley (CRD# 2867752)? Frawley has been registered with LPL Financial LLC in Santa Monica, California since 2004. Frawley has been the subject of one customer complaint in 2021, according … Continue reading