In March 2023, FINRA fined Webull Financial LLC $3 million for not exercising reasonable due diligence related to options trading. Webull Financial LLC consented to the entry of FINRA’s findings, without admitting or denying the charges. It is also alleged … Continue reading
Lifemark Securities Corp. broker Alexander Hackley (CRD# 4899317) was accused of GWG Holdings Inc. L Bonds losses. He has been registered with Lifemark Securities Corp. in Centennial, Colorado, since 2017. Previously, he was registered with three additional firms between 2013 … Continue reading
Were you the victim of former Ni Advisors broker Clark Owen (CRD# 6096730)? He was registered with Cetera Investment Services LLC in Cupertino, California, since 2018, and with Cetera Investment Advisers LLC in Milpitas, California, since 2018. Previously, he was … Continue reading
Erez Law is currently investigating D.H. Hill Securities, LLP broker Steven Standley (CRD# 4282051) regarding GWG Holdings Inc. losses. He has been registered with D.H. Hill Securities, LLP in Brentwood, Tennessee, since 2007. Steven Standley Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Johanna Laudicina (CRD# 5662931) regarding options investment losses. She has been registered with Wells Fargo Clearing Services, … Continue reading
Wells Fargo Clearing Services, LLC broker Lauren Matles (CRD# 2945465) is accused of options losses. She has been registered with Wells Fargo Clearing Services, LLC in Chicago, Illinois, since 2011. Lauren Matles Customer Complaints She has been the subject of … Continue reading
Were you the victim of GWG Holdings Inc. L Bonds losses with Lifemark Securities Corp. broker Garrett Moretz (CRD# 4086791)? He has been registered with Lifemark Securities Corp. in Mooresville, North Carolina, since 2017. Previously, he was registered with First … Continue reading
Were you the victim of Center Street Securities, Inc. broker Morgan Hill (CRD# 4428819), who is accused of GWG Holdings Inc. L Bond losses? He has been registered with Arete Wealth Management, LLC in Knoxville, Tennessee, since 2022 and with … Continue reading
Erez Law is currently investigating former Landolt Securities, Inc. broker Anthony Liddle (CRD# 5478479), who was recently barred related to GWG Holdings Inc. L Bond investment losses. He was registered with Landolt Securities, Inc. in Oshkosh, Wisconsin, from 2020 to … Continue reading
Were you the victim of G. A. Repple & Company broker Michael Mandarino (CRD# 4443175) who is alleged to recommend unsuitable GWG Holdings Inc. investments? He has been registered with G. A. Repple & Company in Apollo Beach, Florida since … Continue reading