TD Ameritrade, Inc. broker Kelly Gillikin (CRD# 6847210) faces a customer complaint related to options investment losses. She has been registered with TD Ameritrade, Inc. in Chicago, Illinois, since 2017.
Kelly Gillikin Customer Complaints
She has been the subject of one customer complaint, according to his CRD report:
August 2022. “The client alleges in February 2020, the representative provided a poor recommendation regarding an options strategy.” The customer is seeking $475,000 in damages and the case is currently pending. The complaint was related to options investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TD Ameritrade, Inc. may be liable for investment or other losses suffered by Kelly Gillikin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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