GWG Holdings Inc. Losses with D.H. Hill Securities, LLP Broker Steven Standley

GWG Holdings Inc.

Erez Law is currently investigating D.H. Hill Securities, LLP broker Steven Standley (CRD# 4282051) regarding GWG Holdings Inc. losses. He has been registered with D.H. Hill Securities, LLP in Brentwood, Tennessee, since 2007.

Steven Standley Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

August 2022. “Client alleges that in Nov. 2019 representative recommended GWG L-Bonds that was unsuitable. Claimant alleges failure to conduct reasonable due diligence, unsuitable recommendation, violation of securities laws, breach of contract, common law fraud, breach of fiduciary duty, and negligence.” The customer is seeking $190,000 in damages, and the case is currently pending. The complaint was regarding debt-backed assets, which occurred while he was registered with D.H. Hill Securities, LLP.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, D.H. Hill Securities, LLP may be liable for investment or other losses suffered by Steven Standley’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

"*" indicates required fields

Please do not include any confidential or sensitive information in this form. Submitting this form does not create an attorney-client relationship.