Lauren Matles Customer Complaints
She has been the subject of two customer complaints between 2002 and 2022, one of which was denied, according to her CRD report:
August 2022. “Claimant alleges that Wells Fargo and its Financial Advisors disregarded her instructions regarding an account that she was entitled to joint ownership over.” The customer is seeking $4,731,350 in damages, and the case is currently pending. The complaint was regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Lauren Matles’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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