Former GWN Securities Inc. broker Christian Ramsey (CRD# 3038410) is accused of alternative investment losses. He was registered with GWN Securities Inc. in Palm Beach Gardens, Florida, from 2016 to 2023, Foothill Securities, Inc. in Sierra Vista, Arizona, from 2009 … Continue reading
Erez Law is currently investigating Capulent LLC broker Edward Fernandez (CRD# 2956661) regarding real estate security losses. He has been registered with Capulent LLC in Irvine, California, since 2017. He was registered with Boustead Securities, LLC in Irvine, California, from … Continue reading
Independent Financial Group, LLC broker John Kacheong Lee (CRD# 2948622) is accused of non-traded real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in Pleasanton, California, since 2005. John Kacheong Lee Customer Complaints He … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Brian Bates (CRD# 2318413) regarding structured note losses. He has been registered with LPL Financial LLC in Phoenix, Arizona, since 2021. He was registered with PNC Investments in Phoenix, Arizona, from … Continue reading
There are options for customers of Prostatis Financial Advisors Group broker Arthur McPherson (CRD# 2245364) who suffer investment losses. He has been registered with World Equity Group, Inc. in Melbourne, Florida, since 2019, and Prostatis Financial Advisors Group in Melbourne, … Continue reading
Were you the victim of private placement losses due to recommendations by Lifemark Securities Corp. broker Michael Minter (CRD# 2989575)? He has been registered with Lifemark Securities Corp. in Tampa, Florida, since 2009. In November 2024, the Florida Office of … Continue reading
There are options for clients of former Pruco Securities, LLC broker Lynn Nicholson (CRD# 2271272) who suffered investment losses. She has been registered with Pruco Securities, LLC in Pageland, South Carolina, from 1992 to 2022. Lynn Nicholson Customer Complaints She … Continue reading
Erez Law is currently investigating Aurora Securities broker Roger Bowlin (CRD# 1905652), who has several multi-million dollar customer complaints related to real estate security losses. He has been registered with Aurora Securities in Portland, Oregon, since 2021, and Secure Asset … Continue reading
Were you the victim of UBS Financial Services Inc. broker Daniel Ladner (CRD# 2932904)? He has been registered with UBS Financial Services Inc. in New York, New York, since 2008. Daniel Ladner Customer Complaints He has been the subject of … Continue reading
Were you the victim of Glendale Securities, Inc. broker Richard Barber (CRD# 1298800)? He has been registered with Techspeed Clearing LLC in Addison, Texas, since 2025, and Glendale Securities, Inc. in Sherman Oaks, California, since 2024. He was registered with … Continue reading