Were you the victim of UBS Financial Services Inc. broker Daniel Ladner (CRD# 2932904)? He has been registered with UBS Financial Services Inc. in New York, New York, since 2008.
Daniel Ladner Customer Complaints
He has been the subject of two customer complaints between 2008 and 2025, according to his CRD report. The most recent complaint was regarding:
August 2025. “Time frame: 2014-2024 Allegations: Prose claimant alleges negligence, breach of fiduciary duty and fraud in the handling and disclosures related to their accounts and related securities-backed loan. Claimant further alleges failure to follow instructions to liquidate investments in order to pay down the loan balance and induced her to deposit funds into her investment accounts for investments that were never purchased.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint took place while he was registered with UBS Financial Services Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Daniel Ladner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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