Can I recover losses from investments with former Worden Capital Management LLC broker Michael Rosalia (CRD# 2323953) regarding unauthorized trading? He was registered with SW Financial in Melville, New York, from 2021 to 2022, Worden Capital Management LLC in Garden … Continue reading
There are options for customers of Sigma Financial Corporation broker Matthew McDonald (CRD# 2837629) regarding real estate security losses. He has been registered with Sigma Financial Corporation in Walled Lake, Michigan, since 1999. Matthew McDonald Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Vanderbilt Securities, LLC broker Cary Urich (CRD# 2132001) regarding unsuitable investment recommendations. He has been registered with Vanderbilt Securities, LLC in Greenville, South … Continue reading
Erez Law is currently investigating Mundt & Associates, Inc. owner Justin Mundt (CRD# 5652696) regarding insurance losses. He has been the owner of Mundt & Associates, Inc. in St. Charles, Minnesota, since 2014, an investment adviser representative with Transc3nd in … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Glen Ward (CRD# 1986586) regarding stock losses? He has been registered with Cambridge Investment Research, Inc. in Marvin, North Carolina, since 2008, and Cambridge Investment Research Advisors, Inc. in Marvin, … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Victoria Pierce (CRD# 1311269)? She has been registered with J.P. Morgan Securities LLC in New York, New York, since 2013. Victoria Pierce Customer Complaints She has been the subject of … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker James Landeros (CRD# 6447130) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Barbara, California, since 2019. He was registered with … Continue reading
Erez Law is currently investigating former Avantax Investment Services, Inc. broker Jeffrey Steinberg (CRD# 2610793) regarding unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Port St. Lucie, Florida, since 2025, … Continue reading
There are options for clients of former B Riley Wealth Management broker Derrick Watts (CRD# 2479608) who suffered losses due to investments in private placements. He has been registered with Packerland Brokerage Services, Inc. in Chicago, Illinois, since 2020. He … Continue reading
Buckman, Buckman & Reid, Inc. broker Alfred Block (CRD# 1192064) is accused of churning. He has been registered with Buckman, Buckman & Reid, Inc. in Little Silver, New Jersey, since 2017. He was registered with Viewtrade Securities, Inc. in Jersey … Continue reading