Did you lose money investing with GWN Securities Inc. broker Michael Wynn (CRD# 3234662)? He has been registered with GWN Securities Inc. in Bridgewater, New Jersey, since 2014.
Michael Wynn Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2023. “[REDACTED] allege that they were convinced to give up their previously held policies in order to purchase three separate Prudential VUL investments. The allegations state that these policies were sold to them by an insurance agent who misleadingly held himself out to be knowledgeable and properly licensed to sell variable insurance within the State of New Jersey. In addition, the agent completed the applications and unbeknownst to the client’s used registered representative Michael Wynn to witness the signatures after the fact.” The customer sought $166,377 in damages, and the case was settled for $162,220.55. The complaint was regarding insurance losses, and it took place while he was registered with GWN Securities Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, GWN Securities Inc. may be liable for investment or other losses suffered by Michael Wynn’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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