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Did you lose money investing with former Aegis Capital Corp. broker Nick Son (CRD# 1178523)? Son was registered with Aegis Capital Corp. in New York, New York from 2014 to 2020. Son has been registered with National Securities Corp. in … Continue reading
Erez Law is currently investigating former Santander Securities LLC financial advisor Mariondy Fernandez (CRD# 2391134) regarding Puerto Rico bond losses. Fernandez has been registered with Santander Securities LLC in Dorchester, Massachusetts from 2009 to 2016. Fernandez has been the subject … Continue reading
Erez Law recently filed a FINRA arbitration against Western International Securities. The customers allege that Dawn Bennett (CRD #1567051) and later Bradley Mascho (CRD #2039720), who were registered representatives of Western International Securities, caused them to suffer significant losses to … Continue reading
Erez Law is currently investigating former First Standard Financial Company LLC and Alexander Capital, L.P. financial advisor Laurence Torres (CRD# 2821373) regarding churning and unsuitable investments in customer accounts. Torres was registered with First Standard Financial Company LLC in Staten … Continue reading
There are options for customers of former Salomon Whitney Financial financial advisor Douglas Leone (CRD# 2453784) regarding unsuitable recommendations and excessive trading involving multiple customers. Leone was registered with Salomon Whitney Financial in Melville, New York from 2013 until March … Continue reading
Erez Law is currently investigating former Paulson Investment Company LLC broker Kevin Graetz (CRD# 1935982) regarding involvement in the Belize Infrastructure Fund I, LLC, which is believed to be a Ponzi scheme. Graetz was registered with Paulson Investment Company LLC … Continue reading
In May 2018, Erez Law obtained an award against Oppenheimer & Co., Inc. in a FINRA arbitration for $800,000 in compensatory damages and $61,517 in costs for losses sustained from investments in the high risk energy sector. The investors were … Continue reading
Erez Law is currently investigating former H. Beck, Inc. financial advisor Richard Poston (CRD# 2623641) regarding investment losses. Poston was registered with H. Beck, Inc. in Plano, Texas from 2010 until 2015, when he was terminated regarding, “Failed to fully … Continue reading
Did you lose money investing with former SW Financial financial advisor Yousuf Saljooki (CRD# 5045123)? Saljooki was registered with Worden Capital Management LLC in Melville, New York from December 2017 until April 2018, when he was terminated regarding, “RR failed … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC financial advisor Charlotte Guin (CRD# 4050796) regarding investment losses. Guin has been registered with J.P. Morgan Securities LLC … Continue reading