UBS Financial Services Inc. broker Simon Clarke (CRD# 4232824) faces customer complaint related to unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Boston, Massachusetts, since 2015. Simon Clarke Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Money Concepts Capital Corp. broker Jennifer Frick (CRD# 2626107) regarding variable annuity investment losses. She has been registered with Money Concepts Capital Corp. and Money Concepts Advisory Service in Paducah, Kentucky, since 2010. Previously, she … Continue reading
Can I recover losses due to investments with UBS Financial Services Inc. broker Sean Kennedy (CRD# 5755114)? He has been registered with Rockefeller Financial LLC in New York, New York, since 2022. Previously, he was registered with UBS Financial Services … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Jacob Fedor (CRD# 4135688), who is accused of stock losses? He has been registered with Raymond James Financial Services, Inc. in Madison, Indiana, since 2009. Jacob Fedor Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.W. Cole Financial, Inc. broker Jason Kimber (CRD# 6244188). He has been registered with J.W. Cole Financial, Inc. in Logan, Utah, since 2018. … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Mei Guo (CRD# 4201624)? He has been registered with Cetera Investment Services LLC in Monterey Park, California, since 2017. Mei Guo Customer Complaints He has been the subject … Continue reading
Can I recover losses due to investments with Western International Securities, Inc. broker Matthew Stratman (CRD# 5834026), who is accused of unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2017. Matthew … Continue reading
There are options for clients of barred former Cetera Advisor Networks LLC broker Conrad Coggeshall (CRD# 4383687) who suffered investment losses related to elder fraud. He was registered with Packerland Brokerage Services, Inc. in Scottsdale, Arizona, from 2015 to 2018. … Continue reading
There are options for customers of Sagepoint Financial, Inc. and Mackellar, James H. broker James Mackellar (CRD# 803007), who suffered investment losses. He has been registered with Sagepoint Financial, Inc. in Newbury Park, California, since 2008, and with Mackellar, James … Continue reading
Erez Law is currently investigating former BB&T Securities, LLC broker Emilio Guajardo Jr. (CRD# 4871764) regarding unit investment trust (UITs). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in The Woodlands, Texas, since 2020. Previously, he … Continue reading