There are options for customers of M. S. Howells & Co. broker Seth Waltman (CRD# 4681412) who suffered from variable annuity investment losses. He has been registered with M. S. Howells & Co. in Watkinsville, Georgia since 2016 and Eudaimonia … Continue reading
Were you the victim of G. A. Repple & Company broker Michael Mandarino (CRD# 4443175) who is alleged to recommend unsuitable GWG Holdings Inc. investments? He has been registered with G. A. Repple & Company in Apollo Beach, Florida since … Continue reading
Ausdal Financial Partners, Inc. broker Travis Wolfe (CRD# 5851265) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with Ausdal Financial Partners, Inc. and Ausdal Financial Partners, Inc. in Downers Grove, Illinois since 2016. Travis Wolfe … Continue reading
There are options for clients of broker James Siemonsma (CRD# 2172228) regarding unsuitable investment recommendations. He has been registered with MSEC, LLC in Omaha, Nebraska since 2017 and with Mariner Wealth Advisors in Omaha, Nebraska since 2017 and with Mariner … Continue reading
Were you the victim of UBS Financial Services Inc. broker Jordan Hayes (CRD# 2391254) who is accused of unsuitable investment recommendations? He has been registered with UBS Financial Services Inc. in Los Angeles, California since 2008. Jordan Hayes Customer Complaints … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Carey James (CRD# 1420763) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Arroyo Grande, California since 2004. Carey James Customer Complaints He has been the … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker David Giegerich (CRD# 2795115) regarding real estate security losses. He was registered with LPL Financial LLC in Bridgewater, New Jersey from 2016 to 2021. Previously, he was registered with … Continue reading
Can I recover losses from investments with Lifemark Securities Corp. broker Patrick Durst (CRD# 6328382) who is accused of unsuitable investment recommendations? He has been registered with Lifemark Securities Corp. in Centennial, Colorado since 2018. Previously, he was registered with … Continue reading
There are options for customers of Crown Capital Securities, L.P. broker Thomas Ren (CRD# 2729198) who suffered losses due to unsuitable investment recommendations. He has been registered with Crown Capital Securities, L.P. in Roaring River, North Carolina since 2016. Thomas … Continue reading
Can I recover losses from investments with Lincoln Financial Advisors broker Airinhos Serradas (CRD# 2189985) who is accused of unsuitable investment recommendations? He has been registered with Lincoln Financial Advisors in Fishkill, New York since 2013. Previously, he was registered … Continue reading