There are options for clients of Voya Financial Advisors, Inc. broker Craig Friedrichsen (CRD# 2774629) who suffered losses due to real estate securities investments. He has been registered with Pruco Securities, LLC in Overland Park, Kansas since 2020 and with Prudential Financial Planning Services in Overland Park, Kansas since 2020. Previously, he was registered with Voya Financial Advisors, Inc. in Topeka, Kansas from 2008 to 2020.
Craig Friedrichsen Customer Complaints
He has been the subject of four customer complaints between 2009 and 2021, one of which was denied and one was withdrawn, according to his CRD report. The most recent complaint was regarding:
November 2021. “Claimants allege in 2015 they were sold alternative investments which were misleadingly represented as low risk, safe and suitable investments.” The customer is seeking $100,001 in damages and the case is currently pending. The complaint was regarding real estate security losses and took place while he was registered with Voya Financial Advisors, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Voya Financial Advisors, Inc. may be liable for investment or other losses suffered by Craig Friedrichsen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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