Hilltop Securities Inc. broker Martin Winges (CRD# 1929509) faces a customer complaint regarding unsuitable investment recommendations. He has been registered with Momentum Independent Network Inc. in Dallas, Texas since 2019 and with Hilltop Securities Inc. in Dallas, Texas since 2019. Previously, he was registered with Piper Jaffray & Co. in Minneapolis, Minnesota from 1991 to 2019.
Martin Winges Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2022. “Misrepresentations, omissions and unsuitability in connection with a bond offering relating to Claimant’s sale of its own assets.” The customer is seeking $13 million in damages and the case is currently pending. The complaint was regarding municipal debt and it took place while he was registered with Hilltop Securities Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Hilltop Securities Inc. may be liable for investment or other losses suffered by Martin Winges’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.