Erez Law is currently investigating former Craig Scott Capital, LLC broker John Stapleton (CRD# 2791194) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2015. Previously, he was registered with … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Donald Bizub (CRD# 1600090) regarding options losses. He has been registered with Hamilton Grant LLC in Pasadena, California … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. and Integrity Brokerage Services, Inc. broker Jan Haynes (CRD# 833875) regarding unsuitable investment recommendations. He has been registered with Integrity Brokerage Services, Inc. in La Jolla, California from 2017 to 2020. … Continue reading
Erez Law is currently investigating National Securities Corp. brokers across the country who allegedly recommended their clients invest in GPB Capital Holdings. In June 2022, FINRA sanctioned National Securities Corp. to pay approximately $9 million, including: disgorgement of $4.77 million … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Jerry Tuma (CRD# 730104) regarding real estate investment trusts (REITs). He has been registered with Independent Financial Group, LLC in Dallas, Texas since 2012 as well as with Cornerstone Financial … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Ann Werts (CRD# 5057784) regarding GWG Holdings Inc. L Bonds losses. She has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2021 and with AE Wealth … Continue reading
Erez Law is currently investigating D.A. Davidson & Co. broker Ryan Meeks (CRD# 6134757) regarding stock losses. He has been registered with D.A. Davidson & Co. in Bozeman, Montana since 2012. Ryan Meeks Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Michael Restagno (CRD# 5532695) regarding real estate investment trust (REIT) losses. He has been registered with Aegis Capital Corp. in Garden City, New York since 2017. Previously, he was registered … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Roger Sims (CRD# 2838516) regarding real estate investment trusts (REIT) investment losses? He has been registered with LPL Financial LLC in Greer, South Carolina since 2008. Roger Sims Customer … Continue reading
Were you the victim of former Morgan Stanley broker Mark Frommer (CRD# 1553129) regarding unsuitable and unauthorized trades? He has been registered with Oppenheimer & Co. Inc. in Chicago, Illinois since 2019. Previously, he was registered with Morgan Stanley in … Continue reading