Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reginald Rasmussen (CRD# 3078635)? He has been registered as an investment adviser representative with International Assets Investment Management in Orlando, Florida, since 2023. He was registered … Continue reading
Erez Law is currently investigating former Great Point Capital LLC broker Scott Madura (CRD# 2395213) regarding real estate security losses. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point … Continue reading
Can you recover losses due to recommendations by former UBS Financial Services Inc. broker Christopher Pesce (CRD# 3274301)? He has been registered with Wells Fargo Advisors Financial Network, LLC in Garden City, New York, since 2025, and Wells Fargo Advisors … Continue reading
Erez Law is currently investigating former Kestra Investment Services, LLC broker Markus Byrd (CRD# 2177376) regarding exchange-traded product losses. He has been listed as owner, chief compliance officer, and an investment adviser representative with Candor Wealth Management, LLC in Dallas, … Continue reading
There are options for customers of LPL Financial LLC broker Richard Tegge Jr. (CRD# 2948506) who suffered investment losses. He has been registered with LPL Financial LLC in Marquette, Michigan, since 2020. He was registered with Commonwealth Financial Network in … Continue reading
There are options for clients of former Avantax Investment Services, Inc. broker Gary Frisch (CRD# 5037164) who suffered investment losses due to unauthorized transactions. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Surprise, … Continue reading
Can you recover losses due to investments with Morgan Stanley broker Sean Fenton (CRD# 5301898)? He has been registered with Morgan Stanley in Chapel Hill, North Carolina, since 2009. Sean Fenton Customer Complaints He has been the subject of one … Continue reading
There are options for clients of former Wells Fargo Clearing Services, LLC broker Amad Owidi (CRD# 5335079) who suffered stock losses. He has been registered with Raymond James & Associates, Inc. in Houston, Texas, since 2026. He was registered with … Continue reading
Erez Law is currently investigating barred former Cambridge Investment Research, Inc. broker William Michero (CRD# 4617645), who is alleged to have engaged in unauthorized transactions. He was registered with Cambridge Investment Research, Inc. in Fort Worth, Texas, from 2009 to … Continue reading
Erez Law is currently investigating The Strategic Financial Alliance, Inc. broker Jason D’Amelio (CRD# 4495800), who is accused of inappropriate investment recommendations. He has been registered with The Strategic Financial Alliance, Inc. in Rockville Centre, New York, since 2018. He … Continue reading