Can you recover losses due to investments with Cetera Wealth Services, LLC broker David Hammond (CRD# 235308)? He has been registered with Cetera Wealth Services, LLC in Tucson, Arizona, since 1983, and Cetera Investment Advisers LLC in Tucson, Arizona, since 2023. He was registered with Cetera Advisor Networks LLC in El Segundo, California, from 2002 to 2023.
David Hammond Customer Complaints
He has been the subject of two customer complaints between 2002 and 2026, according to his CRD report. The most recent complaint was regarding:
July 2026. “Claimant alleges negligence.” The customer is seeking $215,110.23 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Wealth Services, LLC may be liable for investment or other losses suffered by David Hammond’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
