Were you the victim of UBS Financial Services Inc. broker Carl Pierre-Louis (CRD# 7562839)? He has been registered with UBS Financial Services Inc. in New York, New York, since 2022.
Carl Pierre-Louis Customer Complaints
He has been the subject of one customer complaint, according to his CRD report
April 2026. “Time Frame: January 2nd 2026 – to February 17th, 2026 What were the allegations against the individual? The client alleges that the Advisor team failed to follow his instructions to redeem his investment in a timely manner.” The case was settled for $2,949,358.28. The complaint was regarding hedge fund losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Carl Pierre-Louis’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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