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There are options for customers of former Geneos Wealth Management, Inc. broker Mark Horstmann (CRD# 4079505) who is alleged to engage in unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. Gladstone, Missouri since 2021. Previously, he … Continue reading
Erez Law is currently investigating former Legend Securities, Inc. broker Samuel Girgiss (CRD# 6088898) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, he was registered with Worden … Continue reading
Were you the victim of former Morgan Stanley broker Fan Feng (CRD# 6769095) who is alleged to engage in investment fraud leading to stock losses. He was registered with Morgan Stanley in Irvine, California from 2017 to 2021. Fan Feng … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Aeon Capital Inc. broker Timothy Thelen (CRD# 1924966) regarding private placement losses. He has been registered with Aeon Capital Inc. in New York, … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker James Evans (CRD# 5059891)? He has been registered with Fidelity Brokerage Services LLC in Jacksonville, Florida since 2007 and Fidelity Brokerage Services LLC in Boston, Massachusetts since 2018. James Evans … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with MML Investors Services, LLC broker Ross Wyatt (CRD# 5998899) regarding variable annuity losses. He has been registered with MML Investors Services, LLC in … Continue reading
There are options for customers of Arkadios Capital broker Jeffrey Shaver (CRD# 2675592) who lost money due to unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia from 2017 to 2022. Previously, he was registered with … Continue reading
Erez Law is currently investigating Robert W. Baird & Co. Incorporated broker Michael Coombe (CRD# 2120683) regarding investment fraud. He has been registered with Robert W. Baird & Co. Incorporated in Cincinnati, Ohio since 2012. Michael Coombe Customer Complaints He … Continue reading
Were you the victim of UBS Financial Services Inc. broker Donald Mahoney (CRD# 1233362) regarding misrepresentation? He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania since 2012. He was terminated from Laverell, Reynolds Securities, Inc. in 1987 … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Christopher Knutson (CRD# 2997006) regarding private placement fraud. He has been registered with Aegis Capital Corp. in Melville, New York since 2014. Christopher Knutson Customer Complaints He has been the subject … Continue reading