Former LPL Financial LLC broker Michael Breard (CRD# 4501865) is accused of unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Baton Rouge, Louisiana, since 2022. He was registered with Cetera Advisor Networks LLC in Baton … Continue reading
Were you the victim of investment losses due to recommendations by Hurley Financial Group, Inc. broker Megan Schneider (CRD# 4458332)? She has been registered with Geneos Wealth Management, Inc. in Corvallis, Oregon, since 2007, and with Hurley Financial Group, Inc. … Continue reading
UBC Financial Advisers Inc. president Lina Garcia (CRD# 4447599) is charged with cherry-picking scheme that caused investor losses. She was registered with Insigneo Securities, LLC in Miami, Florida, from 2010 to 2021. She has served as president and chief compliance … Continue reading
There are options for clients of LPL Financial LLC broker Daniel Catone (CRD# 4469467) who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Fort Bragg, California, since 2012, Arimathea in Powell, Wyoming, since … Continue reading
Can you recover investment losses due to recommendations by Moloney Securities Co., Inc. broker John Chaney (CRD# 44529)? He was registered with Moloney Securities Co., Inc. in Manchester, Missouri, from 2015 to 2023, and with Arque Capital, Ltd. in Sun … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Franz Koch (CRD# 4467954) is accused of unauthorized trading. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2022. He was registered with Merrill Lynch, … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Ruben Frezzotti (CRD# 4439983) who is accused of real estate investment losses. He was registered with Raymond James & Associates, Inc. in Coral Gables, Florida, from 2013 to … Continue reading
Can you recover losses due to recommendations by former Berthel, Fisher & Company Financial Services, Inc. broker Christopher Ordway (CRD# 4505062)? He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Phoenix, Arizona, from 2013 to 2018. … Continue reading
Former Wells Fargo Advisors Financial Network, LLC broker Michael Gibson (CRD# 4423740) is accused of unsuitable investment recommendations. He has been registered with Fidelity Brokerage Services LLC in Thousand Oaks, California, since 2017. He was registered with Strategic Advisers LLC … Continue reading
Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009. Maury Lomax Customer Complaints He has been the subject of two customer complaints … Continue reading