Were you the victim of former D.H. Hill Securities, LLP broker Donald Wallace (CRD# 1471984)? He was registered with D.H. Hill Securities, LLP in Fort Lauderdale, Florida, from 2017 to 2023. Previously, he was registered with Financial West Group (now … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Glennon Cole (CRD# 1999588) regarding allegations of unsuitable investment recommendations. Glennon Cole was registered with Moloney Securities Co., Inc. in Manchester, Missouri from 2012 to 2021, when he was … Continue reading
Erez Law is currently investigating former Morgan Stanley broker William Beasley (CRD# 1750089) regarding stock losses. He has been registered with BHK Securities, LLC and BHK Investment Advisors in Birmingham, Alabama, since 2021. Previously, he was registered with Morgan Stanley … Continue reading
There are options for clients who suffered investment losses due to recommendations by former RBC Capital Markets, LLC broker Scott Matalon (CRD# 4637378). He was registered with RBC Capital Markets, LLC in Jericho, New York, from 2019 to 2021 and … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Barrett (CRD# 1491194)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1986. John Barrett Customer Complaints … Continue reading
There are options for clients of PHX Financial, Inc. broker Steros Christoforou (CRD# 4407397), who lost money investing in real estate securities. He has been registered with PHX Financial, Inc. in Fort Lauderdale, Florida, since 2012. Steros Christoforou Customer Complaints … Continue reading
Were you the victim of UBS Financial Services Inc. broker Richard Gibbs (CRD# 4659304)? He has been registered with UBS Financial Services Inc. in Leawood, Kansas, since 2013. Richard Gibbs Customer Complaints He has been the subject of one customer … Continue reading
Did you lose money investing with Morgan Stanley broker Donna Mackay (CRD# 2440146)? She has been registered with Morgan Stanley in Palm Beach Gardens, Florida, since 2011. Donna Mackay Customer Complaints She has been the subject of three customer complaints … Continue reading
Morgan Stanley broker Raymond Harrison (CRD# 6149374) is accused of breach of fiduciary duty. He has been registered with Morgan Stanley in Alpharetta, Georgia, since 2003. Raymond Harrison Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Former BBVA Securities Inc. broker Juan Rascon (CRD# 5631144) faces a $1 million customer complaint related to unsuitable investment recommendations. He has been registered with Cetera Investment Services LLC and in Cetera Investment Advisers LLC in Houston, Texas, since 2019. … Continue reading