Wealth Advisors Group broker Mark Vanderhagen (CRD# 1634101) accused of private placement investment losses. He has been registered with Purshe Kaplan Sterling in Investments in Fort Wayne, Indiana, from 2017 to 2018, and previously with LPL Financial LLC in Fort … Continue reading
Were you the victim of Green Vista Capital, LLC broker Brad Whalen (CRD# 2582276)? He has been registered with Green Vista Capital, LLC in Winter Park, Florida, since 2018. Previously, he was registered with The Strategic Financial Alliance in Sanford, … Continue reading
Charles Schwab & Co., Inc. broker Kevin Bailey (CRD# 1490570) faces mutual fund investment losses. He has been registered with Charles Schwab & Co., Inc., since 2014. Previously, he was registered with Schwab Wealth Advisory, Inc. in Phoenix, Arizona, from … Continue reading
Morgan Stanley broker Sally Weger (CRD# 2591057) faces customer complaints for investment losses. She has been registered with Morgan Stanley in Palm Beach Gardens, Florida, since 2011. Sally Weger Customer Complaints She has been the subject of six customer complaints … Continue reading
Erez Law is currently investigating Dempsey Lord Smith, LLC broker Gregory Gibson (CRD# 1694647) regarding direct investment losses. He has been registered with Dempsey Lord Smith, LLC in Greenville, South Carolina, since 2012. In October 1988, Prudential Insurance Company sanctioned … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker John Rotando (CRD# 2071444)? He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016. John Rotando Customer Complaints He has been the subject of … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Scott Phillips (CRD# 1311907) who suffered investment losses due to corporate debt. He has been registered with Centaurus Financial, Inc. in Salt Lake City, Utah, since 2007. He was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Osaic Fa, Inc. broker Lawrence Barrett (CRD# 13429). He has been registered with Osaic Fa, Inc. in Orange Village, Ohio, since 1999. Lawrence … Continue reading
Osaic Fa, Inc. broker John Hibshman (CRD# 2193302) is accused of unsuitable investment recommendations in the high-risk energy sector. He has been registered with Osaic Fa, Inc. in Orange Village, Ohio, since 1999. John Hibshman Customer Complaints He has been … Continue reading
There are options for clients of LPL Financial LLC broker Michael Lynch (CRD# 2142722) who suffered investment losses. He has been registered with LPL Financial LLC in Pittsfield, Maine, since 2007, and Northeast Planning Associates, Inc. in Bedford, New Hampshire, … Continue reading