Unsuitable Investment Recommendations with Centaurus Financial, Inc. Broker James Peters

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Erez Law is currently investigating Centaurus Financial, Inc. broker James Peters (CRD# 2665577) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Irvine, California, since 2012. 

James Peters Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

August 2022. “During September 2020, the customer alleges that the Registered Representative recommended an unsuitable and illiquid investment.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding corporate debt.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by James Peters’ customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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