Erez Law is currently investigating Arete Wealth Management, LLC broker Dennis Thurman (CRD# 2342398) regarding unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2016.
Dennis Thurman Customer Complaints
He has been the subject of three customer complaints between 2012 and 2022, according to his CRD report. The most recent complaint was regarding:
October 2022. “Customers allege unsuitable investment recommendations in 2019.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regulated to alternative investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Arete Wealth Management, LLC may be liable for investment or other losses suffered by Dennis Thurman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields