Were you the victim of Western International Securities, Inc. broker Helen Lin (CRD# 4556198)? She has been registered with Western International Securities, Inc. in Rolling Hills Estates, California, since 2017.
Helen Lin Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
September 2022. “Negligence; Breach of Fiduciary Duty.” The customer is seeking $100,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Helen Lin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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