Erez Law is currently investigating former Aegis Capital Corp. broker Anthony Tricario (CRD# 1047416) related to unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2020. In March 1992, New … Continue reading
Erez Law is currently investigating former MML Investors Services, LLC broker Neil Nissen (CRD# 3088956) regarding mispresentations. He was registered with MML Investors Services, LLC in Melville, New York, from 2006 to 2022, when he was terminated related to, “In … Continue reading
UBS Financial Services Inc. broker Simon Clarke (CRD# 4232824) faces customer complaint related to unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Boston, Massachusetts, since 2015. Simon Clarke Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Money Concepts Capital Corp. broker Jennifer Frick (CRD# 2626107) regarding variable annuity investment losses. She has been registered with Money Concepts Capital Corp. and Money Concepts Advisory Service in Paducah, Kentucky, since 2010. Previously, she … Continue reading
Can I recover losses due to investments with UBS Financial Services Inc. broker Sean Kennedy (CRD# 5755114)? He has been registered with Rockefeller Financial LLC in New York, New York, since 2022. Previously, he was registered with UBS Financial Services … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Jacob Fedor (CRD# 4135688), who is accused of stock losses? He has been registered with Raymond James Financial Services, Inc. in Madison, Indiana, since 2009. Jacob Fedor Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.W. Cole Financial, Inc. broker Jason Kimber (CRD# 6244188). He has been registered with J.W. Cole Financial, Inc. in Logan, Utah, since 2018. … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Mei Guo (CRD# 4201624)? He has been registered with Cetera Investment Services LLC in Monterey Park, California, since 2017. Mei Guo Customer Complaints He has been the subject … Continue reading
Can I recover losses due to investments with Western International Securities, Inc. broker Matthew Stratman (CRD# 5834026), who is accused of unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2017. Matthew … Continue reading
There are options for clients of barred former Cetera Advisor Networks LLC broker Conrad Coggeshall (CRD# 4383687) who suffered investment losses related to elder fraud. He was registered with Packerland Brokerage Services, Inc. in Scottsdale, Arizona, from 2015 to 2018. … Continue reading