Can I recover losses due to investments with Western International Securities, Inc. broker Matthew Stratman (CRD# 5834026), who is accused of unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2017.
Matthew Stratman Customer Complaints
He has been the subject of two customer complaints between 2022 and 2023, according to his CRD report:
April 2023. “Negligence; Misrepresentations and Omissions.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint is related to corporate debt.
August 2022. “Unsuitability.” The customer is seeking $158,000 in damages, and the case is currently pending. The complaint is related to corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Matthew Stratman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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