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Did you lose money investing with Western International Securities, Inc. broker Larry Burton (CRD# 4297802) related to unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2010. Larry Burton Customer Complaints He … Continue reading
Western International Securities, Inc. broker Christopher Browning (CRD# 4786391) faces customer complaints regarding unsuitable and unauthorized investments resulting in investment losses. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2009. Christopher Browning Customer Complaints … Continue reading
Erez Law is currently investigating former Equitable Advisors, LLC broker Camille Cordova (CRD# 6734084), who is alleged to make recommendations leading to investment losses. She was registered with NYLIFE Securities LLC in Glendale, California, from 2019 to 2022. Previously, she was … Continue reading
Erez Law is currently investigating former Joseph Stone Capital L.L.C. broker Ross Barish (CRD# 3094364), who was recently barred by the SEC related to an alleged fraud resulting in more than $800,000 in losses to retail customers. He was registered … Continue reading
Were you the victim of GWG Holdings Inc. L Bonds losses with Lifemark Securities Corp. broker Garrett Moretz (CRD# 4086791)? He has been registered with Lifemark Securities Corp. in Mooresville, North Carolina, since 2017. Previously, he was registered with First … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ian Pajcic (CRD# 4032124)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ponte Vedra Beach, Florida, since 1999. Ian Pajcic Customer Complaints … Continue reading
There are options for customers of Janney Montgomery Scott LLC broker Stephen Spahr (CRD# 865189) regarding poor recommendations that resulted in investment losses. He has been registered with Janney Montgomery Scott LLC in Naples, Florida, since 2015. Stephen Spahr Customer … Continue reading
Were you the victim of Center Street Securities, Inc. broker Morgan Hill (CRD# 4428819), who is accused of GWG Holdings Inc. L Bond losses? He has been registered with Arete Wealth Management, LLC in Knoxville, Tennessee, since 2022 and with … Continue reading
Former Worden Capital Management LLC broker Richard Reynolds (CRD# 2162706) has multiple complaints related to churning, unsuitable, and unauthorized trading, resulting in investment losses. He was registered with SW Financial in Melville, New York, from 2021 to 2022. Previously, he … Continue reading
Erez Law is currently investigating former Landolt Securities, Inc. broker Anthony Liddle (CRD# 5478479), who was recently barred related to GWG Holdings Inc. L Bond investment losses. He was registered with Landolt Securities, Inc. in Oshkosh, Wisconsin, from 2020 to … Continue reading