Western International Securities, Inc. broker Christopher Browning (CRD# 4786391) faces customer complaints regarding unsuitable and unauthorized investments resulting in investment losses. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2009.
Christopher Browning Customer Complaints
He has been the subject of two customer complaints between 2021 and 2022, according to his CRD report:
July 2022. “Unsuitability.” The customer is seeking $990,000 in damages and the case is currently pending.
April 2021. “Unauthorized Trading.” The customer sought $46,716.23 in damages, and the case was settled for $49,698.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Christopher Browning’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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