Did you lose money investing with Western International Securities, Inc. broker Larry Burton (CRD# 4297802) related to unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2010.
Larry Burton Customer Complaints
He has been the subject of two customer complaints in 2022, according to his CRD report:
December 2022. “Unsuitability; Negligence.” The customer is seeking $130,000 in damages, and the case is currently pending. The complaint was regarding corporate debt.
July 2022. “Unsuitability.” The customer is seeking $379,250 in damages, and the case is currently pending. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Larry Burton’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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