Category: Unsuitable Investments

Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading →

Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading →

Were you the victim of Avantax Investment Services, Inc. broker Ramon Haile (CRD# 2010552)? He has been registered with Avantax Investment Services, Inc. in Hamilton, Texas, since 1990. Ramon Haile Customer Complaints He has been the subject of one customer … Continue reading →

Erez Law is currently investigating Centaurus Financial, Inc. broker John Tryon (CRD# 1593231) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Troy, Michigan, since 2005.  John Tryon Customer Complaints He has been the subject of … Continue reading →

Were you the victim of Wells Fargo Clearing Services, LLC broker James Paige (CRD# 1726609)? He has been registered with Wells Fargo Clearing Services, LLC in Vero Beach, Florida, since 2008.  James Paige Customer Complaints He has been the subject … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading →

There are options for clients of Centaurus Financial, Inc. broker Curtis Edmark (CRD# 1596961) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Greenfield, Wisconsin, since 2017.  In December 2005, the state of Wisconsin opened an … Continue reading →

RNR Securities, L.L.C. broker Mark Kuttler (CRD# 1425746) is accused of unsuitable investment recommendations. He has been registered with RNR Securities, L.L.C. in East Meadow, New York, since 1999.  Mark Kuttler Customer Complaints He has been the subject of one … Continue reading →

Centaurus Financial, Inc. broker Mike Kilpatrick (CRD# 1278618) is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Camarillo, California, since 2011, and was registered with Centaurus Financial, Inc. in Camarillo, California, from 2007 to … Continue reading →

Erez Law is currently investigating UBS Financial Services Inc. broker Henry Jakobsze (CRD# 2792685) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Chicago, Illinois, since 1996.  Henry Jakobsze Customer Complaints He has been the … Continue reading →