Barred former Morgan Stanley broker Robert Daly (CRD# 3111426) is accused of stock losses. He was registered with Xtellus Capital Partners, Inc. in New York, New York, from 2023 to 2024, Morgan Stanley in Los Angeles, California, from 2016 to … Continue reading
There are options for clients of Spartan Capital Securities, LLC broker John Lowry (CRD# 4336146) who suffered investment losses. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2008. In October 2021, “Lowry was … Continue reading
There are options for clients of J.K. Financial Services, Inc. broker Joe Zheng (CRD# 2318835) who suffered investment losses. He has been registered with J.K. Financial Services, Inc. in Norco, California, since 2000. Joe Zheng Customer Complaints He has been … Continue reading
Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Paul Nathe (CRD# 2015831) regarding stock losses. He has been registered with Oppenheimer & Co. Inc. in Fishkill, New York, since 2007. Paul Nathe Customer Complaints He has been the … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Sica (CRD# 1756940) regarding failure to follow directions. He has been registered with Charles Schwab & Co., Inc. in Brookfield, Connecticut, since 2021. He was … Continue reading
Can I recover losses from investments with former National Securities Corporation broker Kay Johnson (CRD# 1583193) regarding stock losses? He has been registered with Onesource Fi LLC in New York, New York, since 2021, and Allied Millennial Partners, LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Michael Hirthler (CRD# 1370229). He has been registered with LPL Financial LLC in Pittston, Pennsylvania, since 1993, and Jacobi … Continue reading
Raymond James & Associates, Inc. broker Ira Bauman (CRD# 1079115)is accused of stock losses. He has been registered with Raymond James & Associates, Inc. in New York, New York, since 2016. He was registered with Morgan Stanley in New York, … Continue reading