Category: Stocks Articles
Erez Law is currently investigating Navigation Wealth Management, Inc. president Adam Brunin (CRD# 4407663) regarding stock losses. He has been registered as president and investment advisor representative with Navigation Wealth Management, Inc. in Fort Collins, Colorado, since 2016. He was … Continue reading
There are options for customers who lost investing in stocks with former Truist Investment Services, Inc. broker Ryan Murphy (CRD# 4332032). He was registered with Truist Investment Services, Inc. in Savannah, Georgia, from 2006 to 2024, when he was terminated … Continue reading
Were you the victim of Capitol Securities Management, Inc. broker Ian Greenblatt (CRD# 2276966)? He has been registered with Capitol Securities Management, Inc. in Melville, New York, since 2012. In September 2018, FINRA sanctioned him to pay a $10,000 civil … Continue reading
Were you the victim of stock losses due to recommendations by Wells Fargo Clearing Services, LLC broker Aubrey Parker (CRD# 2454088)? She has been registered with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC in Stone Mountain, Georgia, since … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker John Larsen (CRD# 2700922) regarding stock losses. He has been registered with Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. in Scottsdale, Arizona, since 2021. … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374) faces a customer complaint alleging stock losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, since 2009. Danny Davis Customer Complaints He has been the … Continue reading
Broker William Revoir (CRD# 873583) is accused of stock losses. He has been registered as an investment adviser representative with Foundations Investment Advisors, LLC in Bingham Farms, Michigan, since 2023, and in sales with Quest Commonwealth, LLC in Bingham Farms, … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Larry Cohen (CRD# 3191796) regarding stock losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in … Continue reading
J.P. Morgan Securities LLC broker Alan Ertel (CRD# 1792720) is accused of stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2002. Alan Ertel Customer Complaints He has been the subject of … Continue reading
Were you the victim of former AE Wealth Management, LLC broker Kurt Stahl (CRD# 1890827)? He has been an investment advisor representative with AE Wealth Management, LLC in Topeka, Kansas, since 2017, president of Gulf Coast Financial Planning LLC in … Continue reading