Erez Law is currently investigating Edward Jones broker Albert DeGaetano (CRD# 2458569) regarding stock losses. Albert DeGaetano has been registered with Cabot Lodge Securities LLC in Independence, Ohio from September to November 2019, when he was terminated regarding, “Violated firms … Continue reading
Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999. In November 2021, FINRA suspended Richard Rappaport for 15 months from any … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Terry Tzagarakis (CRD# 2796055) regarding stock losses. Terry Tzagarakis was registered with Arive Capital Markets in Bay Ridge, New York from May 2020 to January 2021. Previously, Terry Tzagarakis … Continue reading
Were you the victim of former Raymond James & Associates, Inc. broker Guilford Nergard (CRD# 2360614)? Nergard has been registered with San Blas Securities LLC in Atlanta, Georgia since August 2021 and with Newbridge Securities Corporation in Mesa, Arizona from … Continue reading
There are options for clients of Morgan Stanley broker Adam Stowell (CRD# 5889607) who suffered investment losses. Stowell has been registered with Morgan Stanley in Alpharetta, Georgia since 2014. Stowell has been the subject of one customer complaint, according to … Continue reading
There are options for customers of former Worden Capital Management LLC broker Christ Baltas (CRD# 2570499) who suffered investment losses. Baltas was registered with Worden Capital Management LLC in Melville, New York from 2015 to 2020. Previously, Baltas was registered … Continue reading
Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012. Blatz has been the … Continue reading
Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Rikin Jobanputra (CRD# 5763695)? Jobanputra has been registered with Joseph Gunnar & Co. LLC in New York, New York since 2017. Previously, Jobanputra was registered with Laidlaw & … Continue reading
Erez Law is currently investigating New York broker Joseph Todaro (CRD# 5708585) who received multiple customer complaints. Todaro has been registered with SW Financial in Melville, New York since 2020. Previously, Todaro was registered with Worden Capital Management LLC in … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Yann Faho (CRD# 5397543) regarding investment losses. Faho has been registered with Aegis Capital Corp. in New York, New York since 2016. Faho has been the subject of two customer complaints … Continue reading