There are options for clients of Morgan Stanley broker Adam Stowell (CRD# 5889607) who suffered investment losses. Stowell has been registered with Morgan Stanley in Alpharetta, Georgia since 2014.
Stowell has been the subject of one customer complaint, according to his CRD report:
February 2021. “Claimant alleges, inter alia, failure to follow instructions with respect to Equity investment – 2014 to 2020.” The customer is seeking $1,104,918.20 in damages and the case is currently pending. The complaint was regarding common and preferred stocks and employee stock option plans.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Stowell’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form or a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.