Aegis Capital Corp. Broker Yann Faho Investment Loss Options

Aegis Capital Corp.

Erez Law is currently investigating Aegis Capital Corp. broker Yann Faho (CRD# 5397543) regarding investment losses. Faho has been registered with Aegis Capital Corp. in New York, New York since 2016.

Faho has been the subject of two customer complaints between 2020 and 2021, according to his CRD report:

  • January 2021. “March 2019 to present. Client alleges poor performance.” The customer sought $180,000 in damages in this pending complaint.
  • August 2020. “Time Frame: 2016 to Present. Claimant alleges unauthorized trading, churning, breach of fiduciary duty, breach of contract, unsuitable investments.” The customer is seeking $462,259.99 in damages and the case is currently pending. The case was regarding common and preferred stocks.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Faho’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

"*" indicates required fields

Please do not include any confidential or sensitive information in this form. Submitting this form does not create an attorney-client relationship.

Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.