Erez Law is currently investigating former Great Point Capital LLC broker Timothy Marshall (CRD# 2037031) regarding real estate securities. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital … Continue reading
There are options for clients of CFD Investments, Inc. broker Scott Oliphant (CRD# 4551455), who is accused of real estate securities losses. He has been registered with Cetera Advisors LLC in Columbus, Indiana, since 2019, and Cetera Investment Advisers LLC … Continue reading
Can I recover losses from investments with Centaurus Financial, Inc. broker Kenneth McCabe (CRD# 2980438)? He has been registered with Centaurus Financial, Inc. in West Hills, California, since 2011. In May 2013, the Indiana Securities Division entered an order of … Continue reading
Did you lose money investing with Cetera Advisors LLC broker William Carlton (CRD# 1215541)? He was registered with Cetera Advisors LLC in Bellevue, Washington, from 2022 to 2024, when he was terminated regarding, “Inappropriate Trading Practices.” He was registered with … Continue reading
Erez Law is currently investigating former Western International Securities broker Toni Iannarelli (CRD# 1193641) regarding real estate investment losses. She has been registered with LPL Financial LLC in Westlake Village, California, since 2025. He was registered with Western International Securities … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC broker Marc Koch (CRD# 4978078), who is accused of real estate security losses? He has been registered with Morgan Stanley in New York, New York, since 2023. He was … Continue reading
Erez Law is currently investigating Great Point Capital LLC broker Robert Jones (CRD# 5169688) regarding real estate losses. He has been registered with Great Point Capital LLC in Lakewood, Colorado, since 2026. He was registered with Great Point Capital LLC … Continue reading
Did you lose money investing with Patrick Capital Markets, LLC broker Peyton Ethridge (CRD# 6634147)? He has been registered with Patrick Capital Markets, LLC in Atlanta, Georgia, from 2016 to 2026, and Watchdog Capital, LLC in Atlanta, Georgia, from June … Continue reading
Can you recover losses due to investments with Purshe Kaplan Sterling Investments broker Robert Moore Jr. (CRD# 2051333)? He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Pine Valley Investments in Marlton, New Jersey, … Continue reading
Were you the victim of Cetera Investment Services LLC broker Paul Fleming (CRD# 2036500)? He was registered with LPL Financial LLC in Fargo, North Dakota, from 2017 to 2022, and Cetera Investment Services LLC in Fargo, North Dakota, from 2015 … Continue reading