Erez Law is currently investigating former TCFG Wealth Management, LLC broker Scott Offerman (CRD# 4619093). He has been registered with 1031 Securities Inc. in New York, New York, since 2024. He was registered with Great Point Capital LLC in Chicago, Illinois, from 2023 to 2024, TCFG Wealth Management, LLC in Laguna Niguel, California, from 2020 to 2023, Nextrend Securities, Inc. in New York, New York, from 2019 to 2020, Sandlapper Securities, LLC in Greenville, South Carolina, from 2017 to 2019, and Concorde Investment Services, LLC in New York, New York, from 2013 to 2017, when he was terminated regarding, “Representative was permitted to resign for failure to disclose Form U4 reportable liens in a timely manner.”
Scott Offerman Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2026. “Claimant alleges that, at an unspecified time after September 2022, a former registered representative of the Firm recommended overconcentrated positions in unsuitable Delaware Statutory Trusts (DSTs), which were designed to (and did) provide tax benefits in the form of delayed or avoided capital gains taxes following Claimant’s recent sale of real estate property. As to the registered representative and/or the Firm, Claimant asserts claims for breach of fiduciary duty, negligence, negligent supervision, fraud, breach of contract, violation of the Securities Exchange Act, and violation of the Florida Securities and Investor Protection Act.” The case is currently pending. The complaint took place while he was registered with TCFG Wealth Management, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TCFG Wealth Management, LLC may be liable for investment or other losses suffered by Scott Offerman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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