Erez Law is currently investigating Emerson Equity LLC broker David Waal (CRD# 1226437) regarding real estate security losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2021. David Waal Customer Complaints He has been the subject … Continue reading
Raymond James Financial Services, Inc. broker Christopher Campbell (CRD# 5597534) is accused of real estate investment losses. He has been registered with Raymond James Financial Services, Inc. in Buffalo, New York, since 2017. He was registered with Waddell & Reed … Continue reading
Were you the victim of Lightpath Capital, Inc. broker Paul Getty (CRD# 6470002)? He has been registered with Emerson Equity LLC in San Mateo, California, since 2024. He was registered with Lightpath Capital, Inc. in San Jose, California, from 2017 … Continue reading
Erez Law is currently investigating former Emerson Equity LLC broker Mark Creason (CRD# 6617847) regarding real estate security losses. He has been registered with Metric Financial, LLC in Atlanta, Georgia, since 2023. He was registered with Emerson Equity LLC in … Continue reading
State Farm VP Management Corp. broker Kyle Lindner (CRD# 5421697) is accused of real estate security losses. He was registered with State Farm VP Management Corp. in Katy, Texas, from 2008 to 2024. Kyle Lindner Customer Complaints He has been … Continue reading
Erez Law is currently investigating LPL Enterprise, LLC broker Joanna Wang (CRD# 4056171) regarding real estate security losses. She has been registered with LPL Enterprise, LLC in Fort Mill, South Carolina, since 2024. She was registered with Prudential Financial Planning … Continue reading
Did you lose money investing with Purshe Kaplan Sterling Investments broker Colleen Maron (CRD# 2211633)? She was registered with Purshe Kaplan Sterling Investments in Albany, New York, from 2016 to 2023, and MML Investors Services, LLC in Springfield, Massachusetts, from … Continue reading
Former KDC Financial, Inc. broker John Openshaw (CRD# 2306112) is accused of real estate losses. He was registered with the following brokerage firms in the past few years: KDC Financial, Inc. in Green Bay, Wisconsin, from 2018 to 2020 Lombard … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker W Joseph Jones (CRD# 867147) regarding real estate investment losses. He has been registered with Cambridge Investment Research, Inc. in Anderson, South Carolina, since 2018. He was registered with Advantage … Continue reading
Centaurus Financial, Inc. broker Michael Chauvenet (CRD# 1229930) is accused of real estate investment losses. He has been registered with Centaurus Financial, Inc. in Frisco, Texas, since 2011. Michael Chauvenet Customer Complaints He has been the subject of one customer … Continue reading