Former Madison Avenue Securities, LLC broker David Olsen (CRD# 4823650) is accused of real estate losses. He was registered with Madison Avenue Securities, LLC in Fort Lauderdale, Florida, from January to December 2025, and from 2017 to 2023, and Northwestern … Continue reading
There are options for clients of Independence Capital Co., Inc. broker Dennis Twarogowski (CRD# 1033169) who suffered investment losses. He has been registered with Independence Capital Co., Inc. in Parma, Ohio, since 2005. In January 2026, FINRA sanctioned him to … Continue reading
Were you the victim of Emerson Equity LLC broker Phillip Falk (CRD# 2372997)? He has been registered with Emerson Equity LLC in San Mateo, California, since 2021. He was registered with Fourstar Wealth Advisors, LLC in Lake Forest, Illinois, from … Continue reading
Erez Law is currently investigating Capulent LLC broker Edward Fernandez (CRD# 2956661) regarding real estate security losses. He has been registered with Capulent LLC in Irvine, California, since 2017. He was registered with Boustead Securities, LLC in Irvine, California, from … Continue reading
Emerson Equity LLC broker Ronald Cole (CRD# 1434325) is accused of real estate investment losses. He has been registered with Emerson Equity LLC in San Mateo, California, since 2024. He was registered with the following brokerage firms: Great Point Capital … Continue reading
Can I recover losses from investments with former O.N. Equity Sales Company broker Roger Barnett II (CRD# 1209301) regarding real estate investment losses? He has been registered with LPL Financial LLC in Brentwood, Tennessee, since 2020. He was registered with … Continue reading
There are options for clients of former Cetera Investment Services LLC broker Brad Feldman (CRD# 2858061) regarding real estate securities losses. He has been registered with Raymond James Financial Services, Inc. in San Antonio, Texas, since 2015, and Raymond James … Continue reading
Did you lose money investing with Osaic Institutions, Inc. broker Roderick Rodriguez (CRD# 2680445) regarding real estate security losses? He has been registered with Osaic Institutions, Inc. in Bronx, New York, since 2016. He was registered with Essex National Securities, … Continue reading
There are options for customers of Sigma Financial Corporation broker Matthew McDonald (CRD# 2837629) regarding real estate security losses. He has been registered with Sigma Financial Corporation in Walled Lake, Michigan, since 1999. Matthew McDonald Customer Complaints He has been … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker David Waal (CRD# 1226437) regarding real estate security losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2021. David Waal Customer Complaints He has been the subject … Continue reading