Can you recover losses due to investments with Purshe Kaplan Sterling Investments broker Robert Moore Jr. (CRD# 2051333)? He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Pine Valley Investments in Marlton, New Jersey, … Continue reading
Were you the victim of Cetera Investment Services LLC broker Paul Fleming (CRD# 2036500)? He was registered with LPL Financial LLC in Fargo, North Dakota, from 2017 to 2022, and Cetera Investment Services LLC in Fargo, North Dakota, from 2015 … Continue reading
Erez Law is currently investigating M360 Advisors, LLC broker Matthew Koelliker (CRD# 5660722), who is accused of real estate losses. He has been registered with KKR Capital Markets LLC in San Francisco, California, since 2024. He was registered with Pimco … Continue reading
Erez Law is currently investigating Cabin Securities, Inc. broker William Candler (CRD# 2802438), who is accused of real estate investment loss options. He has been registered with JCC Capital Markets, LLC in Overland Park, Kansas, since 2016, Cabin Securities, Inc. … Continue reading
There are options for clients of Wealthforge Securities, LLC broker Bradley Davidson (CRD# 5142256) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2024. He was registered with Secure Asset Management, … Continue reading
There are options for clients of Emerson Equity LLC broker George Smith (CRD# 4844156), who is accused of real estate security losses. He has been registered with Emerson Equity LLC in Englewood, Colorado, since 2020, and Ridgegate Advisors, LLC in … Continue reading
Were you the victim of Emerson Equity LLC broker Matthew Copley (CRD# 6247665)? He has been registered with Copley Alternative Investments Inc. in San Diego, California, since 2026, Emerson Equity LLC in San Diego, California, since 2020, and Copley Financial … Continue reading
Did you lose money investing with Emerson Equity LLC broker Patrick Lam (CRD# 4723020)? He has been registered with Emerson Equity LLC in Scottsdale, Arizona, since 2019. He was registered with Sandlapper Securities, LLC in Los Gatos, California, from 2018 … Continue reading
Former Madison Avenue Securities, LLC broker David Olsen (CRD# 4823650) is accused of real estate losses. He was registered with Madison Avenue Securities, LLC in Fort Lauderdale, Florida, from January to December 2025, and from 2017 to 2023, and Northwestern … Continue reading
There are options for clients of Independence Capital Co., Inc. broker Dennis Twarogowski (CRD# 1033169) who suffered investment losses. He has been registered with Independence Capital Co., Inc. in Parma, Ohio, since 2005. In January 2026, FINRA sanctioned him to … Continue reading