Purshe Kaplan Sterling Investments broker Philip Simonides (CRD# 1847411) is accused of real estate investment losses. He has been registered with Madison Avenue Securities, LLC in Vienna, Virginia, since 2025, and McAdam LLC in Vienna, Virginia, since 2014. He was … Continue reading
Were you the victim of LPL Financial LLC broker Vincent Pallitto Jr. (CRD# 3236328)? He has been registered with LPL Financial LLC in Florham Park, New Jersey, since 2000. Vincent Pallitto Jr. Customer Complaints He has been the subject of … Continue reading
Were you the victim of Cetera Advisors LLC broker David Perrotto (CRD# 4960240)? He has been registered with Cetera Advisors LLC in Webster, New York, since 2012, Cetera Investment Advisers LLC in Webster, New York, since 2024, and Bright Futures … Continue reading
There are options for clients of Emerson Equity LLC broker Brian Nelson (CRD# 5065593) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2013. Brian Nelson Customer Complaints He has been … Continue reading
LPL Financial LLC broker Mark Hegstrom (CRD# 4289931) is accused of real estate investment losses. He has been registered with LPL Financial LLC in Edina, Minnesota, since 2010, and Great Valley Advisor Group, Inc. in Bonita Springs, Florida, since 2023. … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Travascio III (CRD# 2581756) regarding real estate investment losses. He was registered with LPL Financial LLC in Hurst, Texas, from 1999 to 2018. Nicholas Travascio III Customer Complaints He … Continue reading
Equitable Advisors, LLC broker Neal Hayias (CRD# 854703) is accused of real estate investment trust (REIT) losses. He has been registered with Equitable Advisors, LLC in Melville, New York, since 2005. He was a registered representative of Axa Advisors, LLC … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Stuart Spivak (CRD# 1883651)? He has been registered with Centaurus Financial, Inc. in Scottsdale, Arizona, since 2008. Stuart Spivak Customer Complaints He has been the subject of nine customer complaints between … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Paul Vanecek (CRD# 3267746) regarding real estate investment losses. He has been registered with LPL Financial LLC in Westmont, Illinois, since 2015. He was registered with LPL Financial LLC in Elmhurst, … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Nicole Middendorf (CRD# 3251084) regarding real estate securities losses. She has been registered with Raymond James Financial Services, Inc. in Minnetonka, Minnesota, since 2017. He was registered with Prosperwell … Continue reading