Can you recover losses due to investments with Purshe Kaplan Sterling Investments broker Robert Moore Jr. (CRD# 2051333)? He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Pine Valley Investments in Marlton, New Jersey, since 2016. He was registered with Purshe Kaplan Sterling Investments in Marlton, New Jersey, from 2016 to 2022, and Morgan Stanley in Philadelphia, Pennsylvania, from 2009 to 2016.
Robert Moore Jr. Customer Complaints
He has been the subject of two customer complaints between 2011 and 2025, according to his CRD report. The most recent complaint was regarding:
September 2025. “Breach of fiduciary duty, negligence, misrepresentation, based upon the recommendation by the rep Robert Moore in July 2021 to invest in Spring Hills Holdings.” The customer is seeking $900,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Purshe Kaplan Sterling Investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Purshe Kaplan Sterling Investments may be liable for investment or other losses suffered by Robert Moore Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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