Erez Law is currently investigating former First Allied Securities, Inc. broker Peter Han (CRD# 4704497) regarding real estate security losses. He has been registered with Cetera Advisors LLC in Pasadena, California, since 2022, and Cetera Investment Advisers LLC in Rancho Cucamonga, California, since 2020. He was registered with First Allied Securities, Inc. in Pasadena, California, from 2007 to 2022, and First Allied Advisory Services, Inc. in Pasadena, California, from 2012 to 2020.
Peter Han Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2026. “Client alleges unsuitable REIT investments.” The customer is seeking $100,000.01 in damages, and the case is currently pending. The complaint was regarding real estate investment losses. It took place while he was registered with First Allied Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, First Allied Securities, Inc. may be liable for investment or other losses suffered by Peter Han’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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