Erez Law is currently investigating MML Investors Services, LLC broker Kenneth Ilgner (CRD# 2316676) regarding variable annuity investment losses. He has been registered with MML Investors Services, LLC in East Hills, New York since 2017. Kenneth Ilgner Customer Complaints He … Continue reading
Were you the victim of former Kalos Capital, Inc. broker Martin McFarlin (CRD# 2838151) regarding unsuitable investment recommendations? He has been registered with Arkadios Capital in Murfreesboro, Tennessee since 2020. Previously, he was registered with Kalos Capital, Inc. in Murfreesboro, … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC broker Jermaine Benjamin (CRD# 6152653) regarding unauthorized transactions. He was registered with Raymond James Financial Services, Inc. in St Petersburg, Florida from 2020 to 2022. Previously, he was registered with Pruco … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC broker Robert Klein (CRD# 1254422) regarding suitability concerns related to managed accounts. He has been registered with J.P. … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Glen Gatlin (CRD# 1734089) who is accused of misrepresentation? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Worth, Texas since 2010. … Continue reading
Were you the victim of UBS Financial Services Inc. broker Donald Mahoney (CRD# 1233362) regarding misrepresentation? He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania since 2012. He was terminated from Laverell, Reynolds Securities, Inc. in 1987 … Continue reading
Former Raymond James Financial Services Advisors, Inc. broker Matthew Lawson (CRD# 2869619) accused of misrepresentation. He has been registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee since 2020. Previously, he was registered with Raymond James Financial Services Advisors, … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. and LPL Financial LLC broker William Winchester (CRD# 4404327) regarding misrepresentations. He was registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee from 2020 to 2021. Previously, he … Continue reading
Erez Law is currently investigating former Taylor Capital Management Inc. broker Dean Nowak (CRD# 1091819) regarding misrepresentations and omissions. He has been registered with Newbridge Securities Corporation in Winter Park, Florida since 2019. Previously, he was registered with Taylor Capital … Continue reading