Former Pruco Securities, LLC Broker Jermaine Benjamin Accused of Unauthorized Trades

Pruco Securities

Erez Law is currently investigating former Pruco Securities, LLC broker Jermaine Benjamin (CRD# 6152653) regarding unauthorized transactions. He was registered with Raymond James Financial Services, Inc. in St Petersburg, Florida from 2020 to 2022. Previously, he was registered with Pruco Securities, LLC in Tampa, Florida from 2013 to 2020.

Jermaine Benjamin Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

May 2022. “Customer Alleges unauthorized transactions and misappropriation/defalcation.” The case is currently pending. The complaint took place while he was registered with Pruco Securities, LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Pruco Securities, LLC may be liable for investment or other losses suffered by Jermaine Benjamin’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.