Author: Jeff Erez
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Jon Lindenberg (CRD# 4161624), who is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Bethesda, Maryland, since 2003. Jon Lindenberg Customer … Continue reading
There are options for clients of former Securities America, Inc. broker Michael Raineri (CRD# 4817558) who suffered investment losses. He was registered with Securities America, Inc. in Seattle, Washington, from 2020 to 2023, when he was terminated regarding, “The Financial … Continue reading
Were you the victim of E1 Asset Management, Inc. broker Shaun Grimaldi (CRD# 4529021)?. He has been registered with E1 Asset Management, Inc. in Jersey City, New Jersey, since 2003. Shaun Grimaldi Customer Complaints He has been the subject of … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Joseph Hurley (CRD# 4499819)? He has been registered with Cambridge Investment Research, Inc. in Battle Ground, Washington, since 2010. Joseph Hurley Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating Morgan Stanley broker Mark Rosenberg (CRD# 1103799) regarding alternative investment losses. He has been registered with Morgan Stanley in Atlanta, Georgia, since 2011. Mark Rosenberg Customer Complaints He has been the subject of five customer … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Joseph Katzaroff (CRD# 1811119). He has been registered with UBS Financial Services Inc. in Irvine, California, since 1997. … Continue reading
Erez Law recently filed a FINRA arbitration against Truist Investment Services, Inc. (fka Suntrust Investment Services, Inc.) related to Northstar Financial Services (Bermuda) investment losses. Their customers allege that Manuel Fernandez (CRD #3079976), who was a registered representative of Truist … Continue reading
Can you recover investment losses due to recommendations by broker Stephen Swensen (CRD# 2885578) regarding the Crew Capital Ponzi scheme? He was registered with J.W. Cole Financial, Inc. in Clearfield, Utah, from May to July 2018, and with Allegis Investment … Continue reading
Arete Wealth Management, LLC broker Justin Mackie (CRD# 4736154) is accused of alternative investment losses. He has been registered with Arete Wealth Management, LLC in Henderson, Nevada, since 2015. Justin Mackie Customer Complaints He has been the subject of one … Continue reading
Were you the victim of former SW Financial broker John Girgis (CRD# 5021526)? He was registered with SW Financial in New York, New York, from 2019 to 2023, and previously with Worden Capital Management LLC in New York, New York … Continue reading