Erez Law is currently investigating Morgan Stanley broker Mark Rosenberg (CRD# 1103799) regarding alternative investment losses. He has been registered with Morgan Stanley in Atlanta, Georgia, since 2011.
Mark Rosenberg Customer Complaints
He has been the subject of five customer complaints between 2008 and 2023, one of which was denied, according to his CRD report. The most recent complaints are regarding:
April 2023. “Claimant alleges, inter alia, unsuitability with respect to alternate investments – 2020 – 2021.” The customer is seeking $499,999.99 in damages, and the case is currently pending. The complaint was regarding hedge fund losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Mark Rosenberg’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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