Author: Jeff Erez
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. and broker Peter Rukeyser (CRD #2500523) related to UBS Financial Services Inc.’s Yield Enhancement Services (YES) losses. The Erez Law client alleges the following in the newly filed … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Bryon Martinsen (CRD# 1621649) who suffered investment losses regarding private placement losses. He has been registered with Centaurus Financial, Inc. in Kings Park, New York since 1999. In August 2022, … Continue reading
Erez Law is currently investigating former Meyers Associates, L.P. broker Anthony Mastroianni Jr. (CRD# 2151249) regarding excessive trading and churning in customer accounts. He was registered with Meyers Associates, L.P. in New York, New York from 2013 to 2016. In … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker Christopher Wright (CRD# 4134973) regarding GWG Capital Holdings L Bonds losses. He has been registered with Center Street Securities, Inc. in Prescott, Arizona since 2010 and with Wright Wealth Management … Continue reading
Can I recover losses from investments with former Kalos Capital, Inc. broker Daniel Mann (CRD# 4592568) regarding GPB Capital Holdings investment losses? He has been registered with Independent Financial Group, LLC in Henderson, Nevada since 2021. Previously, he was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Lincoln Financial Securities Corporation broker Walter Reyna (CRD# 1323478) related to investments in oil and gas securities. He has been registered with … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Kenneth Ilgner (CRD# 2316676) regarding variable annuity investment losses. He has been registered with MML Investors Services, LLC in East Hills, New York since 2017. Kenneth Ilgner Customer Complaints He … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Ralph Courtland (CRD# 4374698) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey since 2008. Ralph Courtland Customer Complaints … Continue reading
Former Equitable Advisors, LLC broker James Parascandola (CRD# 2866028) is accused of investment losses related to common and preferred stocks. He has been registered with Prudential Financial Planning Services and Pruco Securities, LLC in East Brunswick, New Jersey and Union … Continue reading
Were you the victim of former Kalos Capital, Inc. broker Martin McFarlin (CRD# 2838151) regarding unsuitable investment recommendations? He has been registered with Arkadios Capital in Murfreesboro, Tennessee since 2020. Previously, he was registered with Kalos Capital, Inc. in Murfreesboro, … Continue reading