Author: Jeff Erez
Former Aegis Capital Corp. broker Michael Siek (CRD# 2072767) is accused of unsuitable investment recommendations. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, … Continue reading
Were you the victim of Lincoln Investment broker Robert Restino (CRD# 2070863)? He has been registered with Lincoln Investment in Wellington, Florida, since 2013. Robert Restino Customer Complaints He has been the subject of one customer complaint, according to his … Continue reading
Were you the victim of mutual fund losses due to recommendations by LPL Financial LLC broker Michael Kelley (CRD# 1021878)? He has been registered with LPL Financial LLC in Indianapolis, Indiana, and Winter Park, Florida, since 2009, and Charter Advisory … Continue reading
There are options for clients of LPL Financial LLC broker Frederick Hilton (CRD# 2161935) who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Gainesville, Florida, since 2022. He was registered with Cuna Brokerage … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker Maryam Ozv (CRD# 7223972) regarding customer investment losses. She has been registered with J.P. Morgan Securities LLC in Encino, California, since 2020. Maryam Ozv Customer Complaints She has been the … Continue reading
Charles Schwab & Co., Inc. broker Thomas Williams (CRD# 7273101) is accused of options losses. He has been registered with Charles Schwab & Co., Inc. in Westlake, Texas, since 2023. He was registered with TD Ameritrade, Inc. in St. Louis, … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374) faces a customer complaint alleging stock losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, since 2009. Danny Davis Customer Complaints He has been the … Continue reading
LPL Financial LLC broker William Westcott (CRD# 1007101) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Tucson, Arizona, since 2003. William Westcott Customer Complaints He has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Jason Klein (CRD# 2038304) regarding real estate investment trusts (REITs). He has been registered with UBS Financial Services Inc. in Buffalo, New York, since 2007. Jason Klein Customer Complaints He … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker W Joseph Jones (CRD# 867147) regarding real estate investment losses. He has been registered with Cambridge Investment Research, Inc. in Anderson, South Carolina, since 2018. He was registered with Advantage … Continue reading