Were you the victim of Osaic Wealth, Inc. broker Diana Leon (CRD# 4857407)? She has been registered with Osaic Wealth, Inc. in Gaithersburg, Maryland, since 2024. He was registered with Woodbury Financial Services, Inc. in Gaithersburg, Maryland, from 2018 to … Continue reading
There are options for clients who lost money investing in former Equity Services, Inc. broker Andrew Gentiluomo (CRD# 4975462). He was registered with Vanderbilt Securities, LLC in Roanoke, Virginia, from 2025 to 2026, and Equity Services, Inc. in Roanoke, Virginia, … Continue reading
There are options for clients of LPL Financial LLC broker Nicholas Photiadis (CRD# 2978120), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2011. Nicholas Photiadis Customer Complaints He … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Stephen Meskan (CRD# 2001506)? He has been registered with Cabot Lodge Securities LLC in Chicago, Illinois, since 2019, and Cl Wealth Management LLC in Chicago, Illinois, since 2019. He was … Continue reading
Were you the victim of Portsmouth Financial Services broker Mark D’Ercole (CRD# 820220)? He has been registered with Portsmouth Financial Services in San Francisco, California, from 2003 to 2022. Mark D’Ercole Customer Complaints He has been the subject of two … Continue reading
There are options for clients of United Planners’ Financial Services Of America A Limited Partner broker Donald Vieth (CRD# 5100754). He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Quincy Wells … Continue reading
Did you lose money investing with former Oppenheimer & Co. Inc. broker Richard Anthony (CRD# 1811812)? He was registered with Oppenheimer & Co. Inc. in New York, New York, from 2024 to 2026, Oppenheimer & Co. Inc. in New York, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gustavo Marcondes (CRD# 7696207) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2023 to 2024. Gustavo Marcondes … Continue reading
Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, … Continue reading
Citigroup Global Markets Inc. broker William Chan (CRD# 3103541) was accused of structured note losses. He has been registered with Citigroup Global Markets Inc. in Rowland Heights, California, since 2011. William Chan Customer Complaints He has been the subject of … Continue reading