Were you the victim of Realta Equities, Inc. broker Robert Annable (CRD# 4657825)? He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered with Coastal Investment … Continue reading
Erez Law is currently investigating former TPEG Securities, LLC broker Michael Bi (CRD# 4639730) regarding investment losses. He has been listed as a partner with BCH Global Capital LLC in Richardson, Texas, since 2013. He was registered with TPEG Securities, … Continue reading
Can I recover losses from investments with Morgan Stanley broker Matthew Hansen (CRD# 4696471)? He has been registered with Morgan Stanley in Rancho Santa Fe, California, since 2025. He was registered with UBS Financial Services Inc. in San Diego, California, … Continue reading
There are options for clients of Morgan Stanley broker James Doherty III (CRD# 859882) who suffered investment losses. He has been registered with Morgan Stanley in Chicago, Illinois, since 2009. James Doherty III Customer Complaints He has been the subject … Continue reading
There are options for clients of Independence Capital Co., Inc. broker Dennis Twarogowski (CRD# 1033169) who suffered investment losses. He has been registered with Independence Capital Co., Inc. in Parma, Ohio, since 2005. In January 2026, FINRA sanctioned him to … Continue reading
Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Genevieve Mar (CRD# 2744037) regarding suitability and misrepresentation. She has been registered with Berthel, Fisher & Company Financial Services, Inc. in Northbrook, Illinois since 2010, and BFC … Continue reading
Realta Equities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered … Continue reading
The signs of elder financial abuse rarely announce themselves. There is no dramatic phone call, no obvious scam, no stranger asking for wire transfers. Instead, the warning signs tend to surface quietly, through account statements that look different than they … Continue reading
There are options for clients of industry veteran and Neuberger Berman BD LLC broker Marvin Schwartz (CRD# 416365) who is accused of direct investment losses. He has been registered with Neuberger Berman BD LLC in New York, New York, since … Continue reading
Erez Law is currently investigating Lifemark Securities Corp. broker Michael Pineda (CRD# 2337780) regarding corporate debt losses. He has been registered with Lifemark Securities Corp. in Leesburg, Virginia, since 2017. He was registered with Lifemark Securities Corp. in Denver, Colorado, … Continue reading