Erez Law recently filed a FINRA arbitration against Stifel, Nicolaus & Co., Inc. Their customer alleges that James Killeen (CRD #2666093), who was a registered representative of Stifel, Nicolaus & Company, Incorporated in Pasadena, California, from 2009 to 2024. In … Continue reading
There are options for customers of former UBS Financial Services Inc. broker Robert Mueller (CRD# 2647227) regarding unsuitable investment recommendations. He was registered UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. Robert Mueller Customer Complaints He has … Continue reading
Can I recover losses from investments with Hornor, Townsend & Kent, LLC broker Carl Demarco Jr. (CRD# 2671924) regarding stock losses? He has been registered with Hornor, Townsend & Kent, LLC in Tinton Falls, New Jersey, since 2002. Carl Demarco … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lawrence Whipple III (CRD# 2701809) regarding stock losses. He was registered with Merrill Lynch, … Continue reading
UBS Financial Services Inc. broker Gregory Cash (CRD# 2698196) is accused of investment losses. He has been registered with UBS Financial Services Inc. in Charlotte, North Carolina, since 2020. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Did you lose money investing with Osaic Institutions, Inc. broker Roderick Rodriguez (CRD# 2680445) regarding real estate security losses? He has been registered with Osaic Institutions, Inc. in Bronx, New York, since 2016. He was registered with Essex National Securities, … Continue reading
Erez Law is currently investigating former Morgan Stanley Smith Barney broker James Holmes III (CRD# 3129233) regarding unauthorized trades. He has been registered with Morgan Stanley Smith Barney in Phoenix, Arizona, from 2009 to 2025, when he was terminated regarding, … Continue reading
Were you the victim of investment losses due to recommendations by former Moloney Securities Co., Inc. broker Donald Morgan (CRD# 2101840)? He was registered with Moloney Securities Co., Inc. in Murphysboro, Illinois, from 2012 to 2022. Donald Morgan Customer Complaints … Continue reading
Were you the victim of Valmark Securities, Inc. broker Kirk Klein (CRD# 2260326)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 1999 to 2025. In June 2025, Patricia A. Shively & Patricia A. Shively, as Trustee … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kestra Investment Services, LLC broker Frank Hill (CRD# 2208115), regarding insurance losses. He has been registered with Kestra Investment Services, LLC, and Kestra … Continue reading